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The Heirs of Rome

 

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Coin of Theodoric the Great, King of the Ostrogoths in Italy.

 

By the time of the official political “fall” of the western roman empire in 476 AD with the removal of teenage emperor Romulus Augustus by Germanic general Odoacer, western Europe was a mosaic of so-called successor states led by “barbarian” kings and leaders. In this essay, I will focus on the successors I consider the most successful. But first, we must clarify what is meant by the term ‘successful successor state’. As an Italian, I believe that success in late antique and the early middle ages is shown through: political stability, military might, the presence of a central authority with administrative and military branches, territorial control and expansion, achievements in the arts, as well as the willingness to adopt roman cultural traits as the base for further reforms and development.

We often consider the political disintegration of the western roman empire as the end of what we think to be the classical period. Most evidence points to the contrary however, as the so-called “barbarians” that took positions of power inside the imperial bureaucracy became heads of successor states and tried to perpetuate the western roman empire. Most probably, the average roman citizen after 476 AD would not have noticed any changes in his or her daily life, despite now being ruled by a “barbarian” king. Proof of this is the consular ivory diptych depicting Manlius Boethius, father of the famous philosopher Severinus Boethius, shown after 476 AD as a man of high social status who was able to remain in a position of power even after the fall of the western roman empire in 476 AD.

Among the many successor groups of the western roman empire, I believe the Goths were one of the most successful. Both the Visigoths and the Ostrogoths, respectively western and eastern Goths, had military and commercial contacts with the Romans for centuries and seem to have had some level of admiration for their culture, as they were the most ‘romanized’ of the “barbarian” groups. This can be seen even today, as Theodoric’s capital, Ravenna, shows his attempt at reproducing late roman and classical forms of art and architecture. Ravenna was to be modeled after Constantinople, as Theodoric had been raised there. His city also took from Rome, in particular his mausoleum, which imitates the classical tombs of the emperors Augustus and Hadrian. Another example is the Basilica of Sant’Apollinare Nuovo in the city of Ravenna, the palatine chapel of king Theodoric, built on the model of the roman civil basilica. Its mosaics on a golden background emulate eastern roman styles.

During the 4th century AD, the Goths’ conversion to Arian Christianity, aided by Bishop Wulfila’s translation of the bible into Gothic, constituted a clear attempt of an immigrant group to better integrate into roman society, although Aryanism was later deemed a heresy at the council of Nicaea in 325 AD. Their adoption of Arian Christianity presented a great obstacle to the successful amalgamation of Nicene Romans and Arian Goths under the rule of Theodoric in Italy, which would have otherwise been entirely successful.

Theorodoric’s respect and admiration for senatorial elites as well as roman civilization and administration reflects itself in the Ostrogothic administration of his kingdom, which was modeled on its roman counterpart. While military power remained in the hands of the Goths, he left the administration to the senatorial elite, as a sign of admiration for their experience and political shrewdness. He also kept some positions of courtly bureaucracy and power that were directly inherited from the late roman state, such as the office of quaestor sacri palatii, held by Aurelius Cassiodorus and that of magister officiorum, held by Severinus Boethius, author of De consolatione philosophae. Based upon our earlier definition of what constitutes a successful successor state, it is clear the Goths should be seen as successful because they had the ability to adapt and integrate the imperial roman administrative machine to their tribal reality, turning gothic kings from purely military leaders into heads of state with authority over both the administrative and military branches of their reigns.

In terms of political stability however, the Goths lacked continuity as they were often on the move, first on the Danube frontier, then in Moesia, Aquitania Secunda, Italy and finally Spain. These repeated migrations is where their success becomes blighted.

The Goths were to also find success though in the realm of law. The reign of king Chindasuinth saw the compilation of the Liber Iudiciorum, later expanded by his son king Recceswinth in 654 AD, based on the work of past great legislators, such as emperor Justinian and Theodosius II. The main innovations of this code were that women were allowed to inherit land and title, and dispose of their properties independently from their husband’s consent. In his Etymologiae, a monumental collection of general knowledge and etymology, Saint Isidore of Sevilla, although not a Goth himself, shows that visigothic Spain was not a brutish and “barbaric” land, but a culturally flourishing one.

In the field of numismatics, Theodoric the Great, tried to heavily imitate late roman coinage and their characteristic abstract representations while introducing some Germanic elements such as the moustache. During the middle ages, the main Visigoth mints were located in Gaul and in the Iberian peninsula. Visigoths minted mostly solidii and tremissis, two coins which were popular during the late roman era.

The Vandals are another Germanic group that can be considered successful within our construct. Beginning in 429 AD, they were able to establish a relatively stable kingdom in North Africa thanks to the leadership of King Geiseric, a politically able and intrepid leader. Their military prowess showed in their victories against the multiple roman attempts at regaining North Africa, such as that of eastern roman general Basiliscus in 468 AD. The Vandals were successful in developing advanced military tactics, as demonstrated by their use of fireships against the Roman fleet in Cap Bon, Tunisia. They went as far as sacking Rome in 455 AD, when led by Geiseric, who did not burn the city or slaughter its inhabitants due to his promise to Pope Leo I.

Like the Goths, the Vandals also minted their own coinage which was heavily inspired by late roman numismatics.

The Vandals are usually disparaged because of their perceived brutality, of which little historical proof exists. Modern historians however consider them as perpetuators of roman values and culture. I believe the Vandals were not as successful as the Goths or the Franks as their kingdom was brief and ended when North Africa was regained in the 6th century by Belisarius, with very limited resources and manpower.

The transition from a tribal system to some form of centralized government was also a unique skill of the Franks, another Germanic people who were first reunited under King Clovis I and had significant exposure to the roman world.

In terms of territorial control, the Franks came to rule most of central Europe with their sphere of influence extending to northern Italy and the Iberian peninsula under Charlemagne. However, this large territory was divided among Charlemagne successors by the treaty of Vedun in 843 AD, reducing the opportunity for a centralized government and undermining Frankish political stability and unity.

Unlike the Goths who were Arians, the Franks converted to Nicene Christianity with the conversion of King Clovis I on December 24th 496 AD. The king’s conversion to Nicene Christianity and alliance with the church constituted an attempt to align himself with the great Christian emperors of Rome, and the future basis for the empire of Charlemagne. Frankish leaders allied themselves with the personnel of the catholic Church in order to better control their lands as well as influence the political and social spheres of the empire.

In fact, the Frankish kingdom under the Merovingian dynasty paved the way for the establishment of the Holy Roman Empire, a Germanic attempt at reestablishing some level of universal authority over Western Europe. The Franks were also able to demonstrate significant military strength, defeating Islamic forces at the Battle of Tours in 732 AD thanks to the leadership of Charles Martell, mayor of the palace under the Merovingian dynasty.

Even more than under the Merovingian dynasty, the reign of Charlemagne brought about a period of flourishing cultural activity called “Carolingian Renaissance”. This cultural renaissance was characterized by the restoration, preservation and emulation of ancient and classical texts and artistic canons by scholars and clergymen of the time, pointing in the direction of the renovatio imperii that saw Charlemagne as the restorer of imperial roman authority in Western Europe. In particular, illuminated manuscripts made mostly by clergymen, such as the “Godescalc Gospels”, can be recognized as works of particular artistic and cultural significance. Another relevant cultural innovation was the introduction of the Carolingian minuscule, a clear script promoted by Charlemagne between the 8th and 9th century AD. This script provided a standardized writing style which facilitated reading and comprehension of medieval Latin throughout Europe. During his reign, Charlemagne also promoted better education for clergymen as they played a relevant role in the administration of the Carolingian empire. The reign of Clovis I, saw the compilation of the Frankish legal code around 500 AD. Unlike the Visigothic legal code, the Frankish one displayed little Roman influence. However, it nonetheless represents an important attempt to regulate life in the Frankish kingdom and, most importantly, constitutes a transition from early Germanic laws, which were oral compilations of custom, to written statutes.

In my opinion, the Goths can be considered as a worthy successor state to the western roman empire. Their close interaction with the Romans within the lands they occupied shows a strong willingness to amalgamate with them. This may have been related to the fact that they conquered coastal territories such as Italy and Spain which were the heart of the old roman world. Their conversion to Aryan Christianity was also a way to integrate themselves into the empire in the 4th century, as the empire was almost fully converted to Christianity, with the eastern roman empire having an Arian emperor, Valens. The Goths also had the cunning and perhaps the luck, to keep the roman senatorial elites in a position of power, taking advantage of their administrative skills and keeping them in line. Unlike the Goths, the Vandals did not experience the same cultural development, as their reign was relatively brief, despite occupying the most fertile lands of the old roman empire. The Franks however do rival the Goths as the most successful successor group of the western roman empire. While the Franks developed a form of centralized government under Clovis I, their interaction with the Roman world at that time was relatively marginal. In terms of religion, the Franks made a more forward looking decision than the Goths, as they converted immediately to Nicene Christianity bypassing all other heresies. As for political longevity, the Franks outlasted all other Germanic groups as they formed the nucleus of what was to become the Holy Roman Empire. Finally, the Franks were also able to demonstrate the greatest military proficiency of all of the successor states, through their halting of the Arab advance into western Europe and the defeat of the Lombards under Charlemagne, while the Visigothic kingdoms fell prey to the Arab push and Ostrogoth Italy became prey to the armies of Constantinople. Although the Franks appear to be the most successful state in terms of prowess, longevity, and cultural achievements, I nonetheless believe the Goths had a symbiotic relationship with the roman world that the Franks never had, and are thus a more direct successor state to the western roman empire.

 

 

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Death between the Dunes

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Al-Mutawakkil Great Mosque and archaeological site (9th century AD). In June 363 AD, it must have been boiling hot and wearing roman heavy armor certainly did not help.

In June of year 363 AD, near the city of Samarra in modern day Iraq, a large professional Roman army was in a state of total chaos. The Romans were led by Princeps Julian, a cultured and competent leader who had led the army to victory near the Persian capital of Ctesiphon a month earlier. Julian however failed to capitalize on this important tactical victory, and did not siege the city as an incoming force led by the King of Kings Shapur II was closing in from the east. Near Samarra, Julian’s army of 35,000 was intercepted by skirmishing cavalry sent by Shapur. The Persians attacked the roman cohorts who were advancing in square formations to avoid encirclement. Julian, seeing his troops panicking in front of the sudden Sassanid attack, rushed forward without his armor in order to encourage his men to fight on. He was however spotted by Sassanid officers who sent an arab regiment of auxiliary cavalry to assassinate him. Julian was hit on his back by a javelin and was immediately rushed to the rearguard. His doctor Oribasius couldn’t do anything, as the Emperor died a few hours later in his tent. The roman army, now without a leader, chose Jovian (Julian’s Comes Domesticorum) as the new emperor. Facing continuous raids from the Sassanids, the Romans were forced to sign a humiliating peace treaty with Shapur II. Shortly after the peace negotiations, emperor Jovian died in his tent in Anatolia (Dadastana) under mysterious circumstances.

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Emperor Julian (361-363 AD) is famous for his struggle against the now dominating Christian faith in the Roman Empire. Julian’s beard symbolyzes his philosophical erudition and his attachment to the pagan tradition.

 

The Sogdian Rock

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Babak Castle, located in North-Western Iran. The Achaemenid and Sassanid Persians were famous for building their castles on top of steep mountains.

In the spring of 327 BC, Alexander the Great, King of Macedon, had conquered most of the persian Achaemenid empire and defeated the King of Kings Darius III in numerous battles. Alexander had arrived in Central Asia, in a region known then as Sogdiana (modern day Uzbekistan and Tajikistan) and had encountered stiff resistance from the Iranic peoples that lived in the hereto unexplored region. One of the leaders of the resistance was Oxyartes, a persian nobleman who had a beautiful daughter named Roxanne. Roxanne was sent by her father to a fortified castle near the city of Maracanda (Samarkand). The castle was considered impregnable, as it was located on the top of a steep mountain and therefore nicknamed “The Sogdian Rock”. While Alexander was preparing the troops for the siege, the confident defenders told him that to take their castle he would need “men with wings”. Alexander took 300 volunteers experienced in rock climbing (Macedonia being a mountainous region, his men were skilled climbers) and sent them up the slopes of the mountain. When the men arrived on the top, Alexander sent messangers to tell the Persians that if they looked up on the walls, they would have seen their winged men. The Persians, astonished, surrendered to Alexander. After the siege Alexander married Oxyartes’s daughter Roxanne, who gave him a son, Alexander IV.

The Pompei of the Desert

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Ancient Paleo-Christian baptistry of Dura-Europos.

On the western bank of the Euphrates, near the border of modern day Iraq and Syria, once stood the ancient walled town of Dura-Europos. Founded as a military colony by Selecus I Nicator, one of Alexander the Great’s successors, Dura-Europos became a sprawling city, serving as a crossroads of cultures and empires. Under Roman rule, the city became one of the most strongly fortified points on the eastern border with the Sassanid Persians. In the year 256 AD, the Sassanid King of Kings, Shapur I, laid siege to the city. The siege was extremely violent, with the Sassanids trying multiple times to undermine Roman defenses. The Persians may have also used poisoned gas, stemming from ignited sulphur crystals, in order to kill the roman defenders, in what is an ancient example of chemical warfare. The skeleton of the Sassanid soldier who was most likely responsible for the release of the gas was found by archaeologists. Even a siege ramp was erected by the Sassanid troops in order to breach the defenses of the city. Eventually the Sassanids did manage to take the city, deporting the survivors to Ctesiphon and selling them as slaves. The city then became a ghost town, as emperor Valerian was defeated and captured by Shapur’s forces near Edessa in 260 AD and therefore could not intervene in time. Desert sands would gradually cover the city’s buildings, miraculously preserving them for future archaeology. Evidence of Dura’s cultural diversity throughout the centuries can be found in the retrieved works written in Greek, Latin, Palmyrean, Hebrew and Middle Persian. The city contained a Christian chapel, a Synagogue, a Mithraeum and an Agorà, proof of the greek/macedonian origin of the town. Dura also housed a Roman military camp, the base from which the Roman garrison operated the defense of the walls in 256 AD. The extensive archaelogical evidence (which included also many pagan temples, the Praetorium and the city walls) present in the town led to the city being called: “the Pompei of the Desert”. Contemporary satellite images show that 70% of the site has been destroyed by looters and by ISIS operations in the region. One of the guards of the archaeological site has been beheaded. Dura-Europos is now lost to the the desert winds of Eastern Syria.

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View of Dura-Europos on the Euphrates. The city held a strategic position as a military fort and trading center. 

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